About Us

We are public markets consultants and early-stage investors that have been assisting in listing and mentoring companies for a number of years. 

Balmoral has extensive underlying relationships with all necessary suppliers that are integral parts of any listing process. 

Often, we work with early stage companies to elevate and accelerate their trajectory and business plan via a Direct Listing or a Reverse Listing on to a suitable and credible fully reporting Public Market exchange. 

These tend to be LSE Standard, NYSE, NASDAQ, EURONEXT, CSE, TSX and LSE Standard List

 Our unique contribution is our “partnership” approach. We take the pain and uncertainty out of the process by being expert in, advising on, helping to resource and facilitate every dimension of the process - so that companies can continue to focus on their company, not a year of listing procedures.

Balmoral Asset Management works with a very small number of select companies contemplating public offerings.  We prefer to engage with clients as much as a year prior to a potential offering, using the time to gain a deep understanding of management’s and the Board’s goals, motivations and operating style.  This background allows us to design processes sure to surface the right partners, structure and expectations for the transaction.  

From front-line experience, we know how to help you optimize the structure, style and substance of your IPO process and messaging. Getting the details right has a lasting impact on the IPO price, your stock's aftermarket performance and your on-going relationship with Wall Street. We offer start-to-finish assistance with all the nuances.​  We'll be sure you are fully prepared for whatever comes your way on the the roadshow. A smooth and thoughtful process from day one, designed from first-hand knowledge from all the relevant vantage points, correlates directly to a timely process, a higher IPO price and a more sustainable aftermarket. 

Insight

We don't believe that all IPOs are alike and we know there are many ways to approach each of the steps in the process.  Client's will never hear "that's the way it's always done" or "because that's how another company did it" from us.   We strive to help each client through the transaction according to its own goals and style.  Together with management, we will work to design and execute the most effective approach for each unique client.

Quality

From the start, we made the strategic decision to keep our team senior and small.  We strive for the consistent accolades that accompany focused, consistent performance.   We concentrate on a small, select group of listings who receive our full attention on the entire breadth of services throughout the IPO process. We meticulously prepare clients as we work together to plan strategies and tactics for structuring the syndicate, sculpting the Registration Statement , optimizing the shareholder base for day one and much more importantly, straight through to day of trading and beyond